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Recruitment and Merit Selection

Document Currently Under Review

Current Status: Approved And To Be Published 28 March 2012

Recruitment and Merit Selection Procedure

Purpose

To define University procedural requirements for the recruitment and merit selection of applicants for all positions within the University of Ballarat.

Definitions

Authorised Officer: A Delegated Officer.
Conflict of Interest: Where a person’s personal interest could improperly influence, or may appear to improperly influence them when making a work related decision/s as outlined in the University’s Conflict of Interest Policy and Conflict of Interest Procedure.

Casual Appointment:

 

Is short term in nature and gives coverage of a position where the flexibility to vary hours or otherwise modify the employment is required.  Casual staff are engaged hourly (minimum hours will vary according to the applicable industrial agreement) to work on an irregular basis and are used to cover leave absences, provide assistance for additional or seasonal work, or in special project type work.  Casual staff receive a loading in lieu of sick leave, annual leave and annual leave loading.
Continuing Appointment: Employment with no fixed end date that does not include casual or sessional employment. It infers an on-going or permanent meaning to employment.  A continuing appointment may contain a reasonable probationary period.
Delegated Officer: A staff member of the University who is responsible for approving actions at stages of the recruitment and merit selection process.  The person delegated will depend upon the type of position being filled.  (Refer to Delegations - Contract, Financial, Staffing and Tender Policy as Authorised by the Council of the University.)
External Applicant: Any person who applies for an advertised University position and is not an internal applicant.
Fixed Term Appointment: Employment for a specified term or ascertainable period, for which the employment contract will specify a period of employment and the reason/s for the appointment being fixed term.
Health Insurance Cover: Minimum cover for treatment as a private patient in a public hospital as per the requirements of the Department of Immigration and Citizenship. This does not necessarily include ‘extras’ cover.
Internal Applicant:
  • An existing University staff member holding a full-time or part-time appointment who applies for an advertised University position. 
  • Sessional or casual general or TAFE staff of the University may be permitted to apply for internally advertised positions provided they were in paid employment for the University in the fortnightly pay period when the position was advertised.
  • Casual Academic staff shall be eligible to apply for internally advertised University positions provided that they were in paid employment for the University in the current or previous semester.
Letter of Offer: A contract of employment.
Merit Selection Panel Report: A proforma used to provide a selection summary of the preferred applicant/s and ranking, confirmation by Merit Selection Panel members, employment commencement details and final approval by the Delegated Officer.
Minority Report: A report prepared by any member(s) of a Merit Selection Panel who do not agree with the recommendation(s) made by the majority of Panel members.
Panel: The Merit Selection Panel.
Panel Members: Members of the Merit Selection Panel.
Peer Representative: An academic, TAFE teacher, senior educator or general staff member with at least the same classification type (eg. academic, TAFE Teacher or HEW) as the vacant position, at an appropriate level and preferably from the same Portfolio, School or Directorate.
Personal Relationship: A relationship which arises from being a member of immediate or extended family, or in a relationship which gives rise to a conflict of interest and includes such matters as matrimonial (including defacto), sexual, business and financial relationships.
Principles of Merit: Where the best possible match is made between qualifications, knowledge, skills, abilities and relevant experience of the applicants against the key selection criteria and position description.
Probationary Period: A period of time during which the staff member is subject to formal assessment and provided with counselling and support to confirm their progress as outlined in the relevant University probation policy and procedure.
Qualifying Period: Is a fixed period that does not relate to performance and means an unfair dismissal action cannot be taken where notice of annulment occurs prior to the qualifying period expiring while the actual annulment date falls afterwards.
Recruitment and Merit Selection Training: Training organised and scheduled by Human Resources on a quarterly basis each calendar year.

Recruitment Documentation:

 

University of Ballarat documentation, either electronic or paper-based relating to the position under consideration, including:

  • A copy of the advertisement.
  • A copy of the Position Description.
  • Applicant Summary Sheet
  • All applications for the position.
  • Short-listing Grid (if used).
  • Short-listed Applicants Summary Memo.
  • Documentation relating to referee checks.
  • Merit Selection Panel Report.
Recruitment Request: A formal request to the Delegated Officer to authorise the initiation of the recruitment and merit selection process.
Right to Work: A formal right to work in Australia as determined and approved by the Department of Immigration and Citizenship (DIAC).
Right to Work Check:

Proof that a person has the right to work prior to any offer of employment regardless of the type of employment being offered (except in the case of a Secondment).  Acceptable forms of proof are:

  • a full Australian birth certificate; or
  • an Australian citizenship certificate; or
  • a certificate of evidence of citizenship; or
  • an Australian passport; or
  • a valid visa with work rights.
Search Procedure: A search carried out (for a fee) by personnel recruitment agencies widening the field of applicants for a position.
Secondment: A temporary appointment for internal applicants only.  This is to cover specific situations or for employee development reasons as outlined in 4. Selection Procedure for Secondment where at the end of the secondment period, the employee returns to their substantive position.
Sessional Appointment: A form of casual employment.  A sessional employee may be engaged to deliver lectures, tutorials or demonstrations over a set, specific period of time up to 12 months. A sessional TAFE teacher engaged for the purpose of performing teaching duties may work up to 720 hours per calendar year.  This limit does not apply for sessional employees engaged for the purpose of performing non-teaching duties.
Signed ‘As Sighted’: The original qualification has been sighted and a photocopy of the original is signed ‘as sighted’.
Temporary Appointment: Fixed-term employment (see definition of Fixed-Term Appointment) of no longer than 6 months to cover specific situations as outlined in 3. Selection Procedure for Temporary Appointment.
Unlawful Discrimination:

In the context of merit selection, unlawful discrimination occurs when a person is treated less favourably on the following actual or assumed personal characteristics as defined under Commonwealth and State laws: sex, gender identity, marital status, pregnancy, breastfeeding, status as a parent or carer, sexual orientation, lawful sexual activity, race, disability, age, industrial activity, physical features, religious beliefs or activities, political beliefs or activities, criminal record, medical record or personal association with a person who has, or is assumed to have, one of these personal characteristics. This concept includes Direct and Indirect Discrimination.

Unlawful discrimination can also occur when a condition or requirement is imposed which someone with an attribute cannot meet and the condition or requirement is unreasonable in the circumstances.

Working with Children Checks: A Working with Children check conducted in accordance with the Victorian Working with Children Act 2005 where a person is issued a Working with Children Card as a result of a positive check.
Working with Children Card: Issued as a result of a positive Working with Children Check.

For further definitions, refer to the University of Ballarat Recruitment and Merit Selection Policy.

Actions

1. Determining the Right to Work Prior to any Employment Offer

When making an offer of any type of employment (except in the case of a Secondment), the Delegated Officer or the Chair of the Merit Selection Panel must establish whether the person to be offered employment has the Right to Work in Australia.

Any person who is to be made an employment offer must provide proof of their Right to Work by providing an original copy of at least one of the following documents:

  • a full Australian birth certificate for a person born before 20 August 1986 and another form of photo identification such as a driver's licence; or
  • an Australian citizenship certificate or a certificate of evidence of Australian citizenship and another form of photo identification such as a driver's licence; or
  • a full Australian birth certificate for a person born on or after 20 August 1986 showing that at least one parent was born in Australia and another form of photo identification such as a driver's licence; or
  • an Australian passport; or
  • a valid visa with work rights.

The Delegated Officer or Chair of the Merit Selection Panel must sign ‘As Sighted’ a copy of the original document.  The signed copy is then to be attached to the relevant recruitment forms.

Where the Right to Work has not been made clear on a visa, Human Resources can provide assistance by conducting Right to Work Checks with the Department of Immigration and Citizenship (DIAC).

 

2. Selection Procedures for Casual and Sessional Staff

Casual and sessional staff are not required to undergo the full selection process detailed in this Procedure.  However, these staff must meet the requirements for the role they undertake, and selection must occur in a non-discriminatory and fair manner.

Casual and Sessional staff are to be informed of their duties and responsibilities by their immediate supervisor on the first day of their employment.  A documented list of duties must be provided and communicated.

It is advisable for Schools and Directorates to maintain a register of suitable persons wishing to undertake sessional/casual work, or source suitable candidates by open invitation.

A register of persons seeking administrative type casual employment with the University is maintained by Human Resources who should be contacted for details of such persons as required.

Prior to the commencement of a casual employee, a Casual Employment Contract: for general and academic staff; or a Casual Employment Contract: for TAFE Teachers must be completed along with a:

  • Personal Details form; and
  • Banking Details form; and
  • Tax Declaration form; and
  • Pre-existing Injury form

and forwarded to Payroll, Human Resources. 

Casual staff under these contracts will be paid on completion of a Casual Staff Salary – Claim Timesheet form for each pay period they work.

Any variation to the initial casual contract will need to be initiated by submitting a Variation to Casual Employment Contract form to Payroll, Human Resources.

Prior to the commencement of a sessional employee, a Sessional Employment Contract along with a:

  • Personal Details form; and
  • Banking Details form; and
  • Tax Declaration form; and
  • Pre-existing Injury Form

must be completed and forwarded to the payroll office, Human Resources.

A timesheet is not required for payment of sessional staff as the salary for each pay period will be averaged out over the term of the contract.

Any variation to the initial sessional contract will need to be initiated by submitting a Variation to Sessional Employment Contract form to the payroll office, Human Resources.

Each School and Directorate must maintain accurate casual and sessional staff records related to resumes, qualifications, relevant trade certificates and licences, Working with Children Cards and Right to Work Check information.

3. Selection Procedures for Temporary Appointment

Temporary appointments can be used to fill temporary vacancies of 6 months or less and can only be used to cover particular circumstances as outlined in the relevant industrial agreements.

If it is decided to fill a temporary appointment, the Head of School/Director/Pro Vice-Chancellor/Deputy Vice-Chancllor or Vice-President (as appropriate)/or other relevant manager must first contact the Director, Human Resources to ascertain the availability of suitably qualified and experienced staff who may need to be re-deployed.

If there are no staff in the re-deployment pool, the following recruitment steps must be undertaken:

  • confirm that the position will be vacant for 6 months or less;
  • develop a position description outlining the requirements of the position and the knowledge, skills experience and abilities required;
  • ensure the position description is classified by Human Resources;
  • undertake a genuine effort to identify a pool of applicants who may be suitable for the appointment;
  • make a selection from the pool on the basis of merit and document the knowledge, skills, abilities, relevant qualifications and experience of the preferred applicant;
  • document the reasons why the preferred applicant was selected above the other applicants in the pool;
  • conduct 2 referee checks; and
  • complete the Temporary Appointment Request/Secondment form, and attach a:
    1. copy of the applicant's Resume;
    2. copy of the applicant's Resume;
    3. signed 'as sighted' copies of qualifications, trade certificats, licences, Working with Children Card etc. as applicable to the position;
    4. the 2 referee checks;
    5. the position description; and
    6. a Right to Work Check.

Forward all this documentation to Human Resources for a Letter of Offer to be drafted and sent to the successful applicant no later than 5 working days prior to the proposed commencement date.  A successful applicant must not commence employment prior to receiving and accepting an employment contract.

If the vacancy is more than 6 months, this process outlined will not apply and the vacancy will need to be advertised and appointed as per the Selection Procedures for Fixed-Term and Continuing Appointments.

4. Selection Procedures for Secondment

A secondment is a temporary appointment for internal applicants only and may be used to fill a vacancy for up to 12 months.  Secondments can be used for the following reasons:

  • continuing or fixed term employees are on extended leave; or
  • an employee is on secondment to another position; or
  • to provide training or development opportunity as part of the Performance Review and Development Process; or
  • an employee is required for a specific project.

If the vacancy is for more than 12 months, this process outlined will not apply and the vacancy will need to be advertised and appointed as per the Selection Procedures for Fixed-Term and Continuing Appointment section of this Procedure.

A Temporary Appointment/Secondment Request form will need to be completed together with a:

  • copy of the applicant’s resume;
  • signed ‘As Sighted’ copies of qualifications, trade certificates, licences, Working with Children Card etc. as applicable to the position; and
  • the position description (classified by Human Resources)

This information is to be forwarded to Human Resources who will prepare a Letter of Offer to the seconded staff member.

Secondment arrangements must be discussed and agreed between all relevant parties involved and be approved by the Head of School or Director from where the staff member is being seconded from.  At the end of the secondment period the staff member will revert to their substantive position.

5. Selection Procedures for Fixed Term and Continuing Appointments

A fixed-term contract is employment for a specified period with a specific start and end date.

Continuing employment means the employment has no end date.

Fixed-term contracts should be for the length of both the foreseeable need and funding, and should not be offered for more than five years.

General staff and academic staff enter into a fixed-term contract in accordance with the provisions of the current University of Ballarat Union Collective Agreement.  A fixed-term contract may be offered in the following circumstances:

  • specific task or project;
  • research;
  • replacement employee;
  • recent professional practice required;
  • fixed term contract employment subsidiary to studentship;
  • apprenticeship or traineeship;
  • new organisational area;
  • disestablished organisational area;
  • senior appointments; and
  • early career development fellowships.

TAFE teaching staff are offered fixed-term contracts in accordance with the Victorian TAFE Teaching Staff Multi-Business Agreement 2009 (Clause 12.2). These are:

  • replacement of staff on leave;
  • where funding cannot be regarded as ongoing;
  • where new and/or short-term program areas are introduced to the University;
  • where reducing numbers threaten the viability of an existing program; and
  • where current industry experience is required for a limited term.

Human Resources are able to assist in clarifying circumstances where a fixed-term contract may be offered.

The recruitment and merit selection for fixed-term and continuing appointments consist of the following phases:

Establishing The Position

The authority to establish positions or fill those vacant must be in line with the Staffing Delegations in the Delegations – Contract, Financial, Staffing and Tender Policy.

Within their area of responsibility, Delegated Officers have authority to create new positions and to initiate the relevant advertising and recruitment processes.  Final authorisation of positions and approval of appointments may be at the discretion of the Vice-Chancellor.

Before approving the creation or filling of a position, a Delegated Officer must be satisfied:

  • of the proposed position;
  • the position is aligned with the area’s staffing and strategic plans;
  • the position has an appropriate classification in accordance with award or agreement requirements; and
  • documentation for advertising the position meets the requirements in this Procedure.
The Position Description

A position description must be prepared/reviewed to ensure it accurately reflects the duties and responsibilities of the position. The relevant supervisor is accountable for its content and accuracy.

Each position occupied, or to be occupied, requires a classification level consistent with the position classification standards in the relevant award or agreement.  The position description must be reviewed and/or classified by Human Resources irrespective of whether it is a new or existing position, before the recruitment process commences.

Key Responsibilities

The following key responsibilities must be included in all position descriptions:

  1. Reflect and embed University Purpose, Objectives and Values when exercising the responsibilities of this position.  For a more complete understanding and further related information, please access the University of Ballarat Statement of Strategic Intent.
  2. Undertake the responsibilities of the position adhering to:
    • Equal Opportunity and anti-discrimination legislation and requirements;
    • The requirements for the inclusion of people with disabilities in work and study and
    • Occupational Health and Safety (OH&S) legislation and requirements.
Key Selection Criteria

The key selection criteria and position description are written to outline the requirements of the position and to attract and encourage a suitable pool of applicants.

The key selection criteria are representative of the skills, knowledge and experience required.  Reasonable adjustments may be made to enable individuals with disabilities to perform the essential functions. 

The following essential selection criterion must be included in teaching and academic positions:

  • Knowledge and understanding of the needs of a diverse range of students, including those with disabilities.

Position descriptions or key selection criteria may not be varied after applications have been received.

Approval Process

A Recruitment Request must be created and then approved by the Delegated Officer and Finance. An electronic copy of the position description and draft advertisement must also be attached.

Once approved, Human Resources commences the recruitment process.

Advertising

All continuing and fixed term position vacancies must be advertised.  The Delegated Officer determines whether the position will be advertised internally, externally or both.  When making this determination, the Delegated Officer will ensure that the method of advertising provides for an appropriate pool of suitably qualified and experienced candidates to apply.  Consideration can be given to advertising internally prior to advertising externally.

The drafting of the advertisement remains the responsibility of the Portfolio, School or Directorate within which the position has been established.  All advertisements must be written in gender neutral and non-discriminatory language.

The draft advertisement should include the period you wish the position to be opened to receive applications.  Where external applicants are involved, a minimum of ten working days is considered acceptable from advertisement to the final date for receipt of applications.  The Delegated Officer may negotiate with the Director, Human Resources (or nominee) for a shorter processing time if the circumstances are thought to warrant it.

In consultation with the recruiting area, the editing of advertisements will be conducted by Human Resources to ensure they conform to relevant guidelines.  Human Resources are responsible for the placement of all advertisements, including internally advertised positions.  The Human Resources deadline for advertising positions is 10:00 am Wednesdays and advertisements are placed on the University website ‘Careers@UB’ on Fridays.

Each Portfolio, School and Directorate is responsible for raising a purchase order for advertising positions prior to advertisements being placed by Human Resources.  If a purchase order is not raised, Human Resources reserves the right not to proceed with advertising the position/s.

Choice of Media

All vacancies are advertised on the University ‘Careers@UB’ website.  In the case of external advertising of vacancies, the media used should be chosen to attract the widest possible pool of suitable applicants.

Advertisements may be placed in either local, state or national newspapers, professional journals or association publications and/or on relevant internet websites.  Human Resources can provide advice on suitable newspapers and other media in which to advertise vacancies.

In circumstances where it is unlikely that newspaper or internet advertising alone will attract suitable candidates, a search can be carried out by recruitment agencies to widen the field of applicants for a position.

In consultation with Human Resources, search procedures can be used for positions, however the relevant Portfolio, School or Directorate will be responsible for any associated costs.

Information to Prospective Applicants

Prospective applicants are able to access the following information on the University careers website:

Application Requirements

Applicants are encouraged to apply online on the University careers website.  Applicants are required to submit as a minimum the following:

  • resume:  which contains personal details, educational background, qualifications, trade certificates and licences (if appropriate), work history and the details of at least 2 professional referees; and
  • written application: addressing the key selection criteria in the related position description.
Acceptance of Applications

Applicants must apply prior to the advertised closing date for the position.  Late applications will only be accepted at the discretion of the Chair of the Merit Selection Panel or Human Resources where there are extenuating circumstances.

Merit Selection

Composition of Merit Selection Panel

Merit Selection Panels must include gender balance and will, at a minimum consist of:

  • the immediate supervisor (or nominee) for the position as the Chair; and
  • a person with relevant expertise; and
  • a peer representative.

Additional person/s may be included as Panel members if desired.

In the case of senior appointments the composition of the Merit Selection Panel will be in accordance with the following table:

 

 Position Composition Approved by:  Minimum requirements
Vice-Chancellor Council To be determined by Council

Pro Vice- Chancellor or Deputy Vice-Chancellor

and

Vice President

Council
  • Chancellor or nominee (Chair)
  • Vice-Chancellor
  • a lay member of Council
  • a relevant Pro Vice-Chancellor/Deputy-Vice Chancellor (as appropriate) or Vice President (or equivalent level) from another University and/or
  • a Skills Victoria representative (TAFE position)

Head of School

 

Vice-Chancellor
  • Vice-Chancellor or nominee (Chair)
  • Pro Vice-Chancellor
  • a Head of School (Nominated by the Vice-Chancellor)
  • a relevant Head of School from another University or TAFE

Director

(within a Portfolio)

Vice-Chancellor
  • Vice-Chancellor or nominee (Chair)
  • a relevant Deputy Vice-Chancellor/Pro Vice-Chancellor or Vice President
  • a Director (nominated by Vice-Chancellor)
  • a relevant external expert of equivalent status

Professorial

(Academic E)

Vice-Chancellor
  • Vice-Chancellor (Chair)
  • Pro Vice-Chancellor
  • One external professor or person of equivalent status with high standing in the field(s) pertinent to the position
  • The Chair of the Academic Board
  • A professor of the University
  • Such other people as the Merit Selection Panel may determine to co-opt from time to time

Academic D

 

Pro Vice-Chancellor
  • Pro Vice-Chancellor (Chair)
  • Head of the relevant School
  • one other member of academic staff from within the School
  • an external expert at or above Level D (or equivalent)

Academic C

 

Pro Vice-Chancellor
  • Pro Vice-Chancellor (Chair)
  • Head of the relevant School
  • one other senior academic member of staff at or above Level C from within the School
Head of Department Pro Vice-Chancellor
  • Pro Vice-Chancellor or nominee
  • the relevant Head of School (TAFE) or nominee (Chair)
  • a Head of Department from the TAFE Division (nominated by the Head of School - TAFE)
  • a member of teaching staff within the relevant School

 

The Chair of the Merit Selection Panel must ensure the following:

  • the Merit Selection Panel consists of the same members for the entire process.  It is acknowledged that in rare extenuating circumstances, at the discretion of the Chair and with approval from the Director, Human Resources, a Panel member may be substituted and/or co-opted provided that a new member can review the process to date and is in agreement about the short-listed applicants and/or the progress of the process to date;
  • that there is sufficient expertise on the Panel related to the job content and work required;
  • that Panel members are represented and act only in one capacity (e.g. Professor of Biomedical Science or Head of School); and
  • that the Panel does not include a person who is in a Familial, Personal Relationship or may have some other Conflict of Interest with any of the applicants.

It is acknowledged that a Merit Selection Panel member may be nominated as a professional referee by an applicant.  In this case, the Merit Selection Panel member may choose to have the dual role as Panel member and referee for the applicant.

Merit Selection Panel Training

Human Resources will be responsible for conducting a minimum of 4 recruitment and merit selection training sessions per calendar year.

Human Resources will also maintain a register of all staff that have attended the training.

It is a mandatory requirement that the Chair of a Merit Selection Panel has completed the recruitment and merit selection training. It is also strongly encouraged that all other Merit Selection Panel members have completed this training.

Role of the Chair

The Chair of the Merit Selection Panel is required to:

  • have completed the recruitment and merit selection training;
  • ensure the majority of Panel members have experience in the recruitment and merit selection process;
  • communicate with all Merit Selection Panel members at every stage of the merit selection process;
  • establish the Merit Selection Panel and ensure transparency and confidentiality as outlined under Role and Responsibilities of the Merit Selection Panel;
  • ensure the operation of the Merit Selection Panel is effective, efficient and directed towards achieving consensus;
  • ensure that the operation of the Merit Selection Panel does not discriminate in any unlawful way and is consistent with the University’s Equal Opportunity and Valuing Diversity Policy and Information Privacy Policy;
  • ensure that the views of each of the Merit Selection Panel member are considered at all stages of the merit selection process and that each Merit Selection Panel member has equal opportunity to have input into the recommendation(s);
  • ensure that all Merit Selection Panel members know their right to record their views in the Merit Selection Panel Report which contains the Panel’s recommendation(s) including their right to submit a Minority Report;
  • co-ordinate the short-listing process using a short-listing grid or similar instrument ensuring the Panel assesses all applications against the key selection criteria in the position description;
    (NOTE:  Once advertised, the key selection criteria cannot be altered.  If none of the applicants sufficiently meets the key selection criteria, a recommendation not to appoint should be made, and other recruitment strategies should be explored.);
  • organise the venue for interviewing applicants, co-ordinate the planning of interview questions, chair the interviews and co-ordinate any other agreed selection instruments, including sighting of original or certified copies of qualifications, certificates, licences and/or academic transcripts, Right to Work Checks and Working with Children Checks;
  • conduct and record a minimum of 2 reference checks (using referee check pro forma or similar) and discuss the feedback with all Merit Selection Panel members;
  • ensure appropriate interview techniques and processes are used;
  • ensure the Merit Selection Panel Report is completed;
  • make the employment offer to the successful applicant (only when the Delegated Officer has formally approved/signed the Merit Selection Panel Report and 2 working days after the last interview has taken place);
  • advise all interviewed unsuccessful applicants and provide feedback if requested; and
  • ensure the Merit Selection Panel Report and required documentation is forwarded to Human Resources.
Role and Responsibilities of the Merit Selection Panel

The Merit Selection Panel members are required to:

  • declare to the Chair any familial, personal relationship, conflict of interest or prior knowledge about any of the applicants and/or other issues that may reflect a perceived bias at any time during the merit selection process;
  • assess applications, short-list, assist with planning the interview questions and interview applicants against the position description;
  • maintain strict confidentiality and adhere to the University policies on equal opportunity and information privacy;
  • contribute to the final recommendation(s) and sign the Merit Selection Panel Report; and
  • return all documentation relevant to the merit selection process to the Chair at the end of the process.
Confidentiality

The proceedings and deliberations of a Merit Selection Panel, including all documents, correspondence and other information considered by the Merit Selection Panel, must remain confidential.  This includes even after the Merit Selection Panel’s recommendation is made public.

Merit Selection Panel members must not discuss any aspect of the selection process and/or appointment with any other person other than a Merit Selection Panel member, the relevant Delegated Officer or the relevant Human Resources staff.

Merit Selection Panel members, other than the Chair (or a member nominated in writing by the Chair) must not discuss the selection process with any applicant.  Any other staff member, who is not a Merit Selection Panel member and has access to information about the recruitment and merit selection process are also bound by confidentiality.  Any breach of confidentiality may result in disciplinary action.

Short Listing

All members of the Merit Selection Panel are required to participate in the short-listing of applicants.  In compiling the short list, the Merit Selection Panel will base its decision on the response to the key selection criteria specified in the position description.  Internal applicants must be assessed against the key selection criteria in the same manner as external applicants and not be short-listed solely because they are internal applicants.

The Merit Selection Panel may review applications individually and establish a short-list following discussion by telephone and/or email with all Merit Selection Panel members.  There is no required minimum or maximum number of applicants who should be short-listed.

Once the Panel has decided who to interview, a short-list of applicants is to be forwarded to Human Resources who will organise interviews.  Organising the interview venues and other logistical matters remains the responsibility of the Chair of the Merit Selection Panel.

Where applicants for positions are known to members of the Merit Selection Panel, members are to declare this knowledge at the time the Merit Selection Panel is being convened.  Whilst participation of the Merit Selection Panel members is decided on an individual basis, if such knowledge is likely to inhibit the objectivity of a Panel member, or be seen as a Conflict of Interest by others, they must not participate in the Merit Selection Panel.

Interviews

Interviews are a required component of the merit selection process for most University positions.  However, the requirement to hold an interview may be waived if, following advertisement of a position, a person who has been acting in that position for a period of 9 months or more is the only applicant.  The selection process then involves consideration of the application and referee reports.  Members of the Merit Selection Panel are still required to fill out and sign the Merit Selection Panel Report. 

Interviews are to be conducted consistent with the principles of equity and the University’s Equal Opportunity and Valuing Diversity Policy and the Information Privacy Policy.

Applicants are questioned and assessed according to the position description and stated key selection criteria.  To ensure all applicants are assessed equally, the Merit Selection Panel are required to plan and ask the same questions and/or tasks for each applicant and these should be clearly expressed and their relevance made obvious to applicants.

In some circumstances, in consultation with Human Resources, it may be appropriate to ask applicants to prepare a short presentation or undertake other tasks that can be used to test their skills.   It should be noted that the University does not generally use psychometric or other tests as a merit selection instrument.

Either prior to the interview or at its commencement, each applicant should be given the same information about the position.  During the interview, applicants should not be given assurances of early promotion, any type of loading, allowances, salary increases or continuing appointment beyond any fixed term contract, unless it is explicitly stated in position descriptions and/or the job advertisement.

Interview Expenses

In general, applicants are to meet any associated travel and accommodation costs related to applying for the position. Applicants who need to travel over 100 kms may be entitled to reimbursement of travel costs, including economy airfares, train or bus fares and petrol costs.  Reimbursement of these costs will require approval by the Delegated Officer responsible for the position.

In all cases where interstate or overseas applicants are short-listed, options such as teleconferencing and video conferencing in lieu of face to face interviews must be endeavoured to be used in the first instance.

Referee Checks

Recommendations for appointment must only be made once the Chair has obtained feedback from at least two referees.  Referees must be able to provide feedback about an applicant from a work perspective.

The Chair must ensure that referee checks are obtained in a non discriminatory manner based on the key selection criteria for the particular position.  Referees must also be advised by the Chair that notes will be taken during the conversation and the information may be passed on to the applicant if requested.

The Chair is to ensure that details of verbal references are documented on the Referee Check form and the feedback made known to all members of the Merit Selection Panel prior to making a recommendation.

A referee check should not be sought from any person without prior agreement with the applicant.  This includes any situation where a referee check is being sought from an applicant’s present employer’s immediate supervisor.  If the Merit Selection Panel is unable to obtain agreement in a specific instance where a reference is considered vital, the applicant should be invited to nominate an alternate referee.

Minority Report

While it is desirable that recommendations be by consensus, a Minority Report can be submitted by any member of the Merit Selection Panel outlining the reason/s why they do not agree with the recommendation of the Merit Selection Panel.

The Minority Report is then submitted together with the Merit Selection Panel Report for approval by the Delegated Officer.

The Delegated Officer will consider the Minority Report together with the Merit Selection Panel Report prior to approval of the recommendation.  If the Delegated Officer decides that no appointment will be made, they are to consult with Human Resources to explore alternative recruitment options.

Recommendation for Appointment

At the conclusion of the interview process and after considering referee feedback, a Merit Selection Panel Report must be completed.

The successful applicants will be appointed at the bottom of the salary range unless the relevant Pro Vice-Chancellor/Deputy Vice-Chancellor (as appropriate) or Vice President, following consultation with the Director, Human Resources, approves appointment at a higher level.  The appointment and commencement salary levels of TAFE teachers will be in accordance with the Victorian TAFE Teaching Staff Multi-Business Agreement 2009, Schedule 3.

If no appointment is recommended, the Chair will need to decide the next course of action in consultation with the Delegated Officer and Human Resources if necessary.  Options that may be considered are:

  1. re-advertise the position with existing position description; or
  2. re-assess the position description including the key selection criteria and re-commencing the recruitment process; or
  3. not fill the position and develop a different strategy to ensure that the work of the position is carried out.

The option chosen must be noted on the Merit Selection Panel Report.

Offer to Successful Applicants

Following the Delegated Officer’s approval and no earlier than 2 working days after the last interview has taken place (in case a complaint is lodged), a verbal offer including the details contained in the Merit Selection Panel Report, can be made by the Chair to the preferred applicant.  If this offer is declined, the Chair may make a verbal offer to the next ranked applicant.

The date of appointment and salary level to be recommended should be discussed with the successful applicant. 

The process of formally offering a position in writing is commenced on behalf of the University when the completed and approved (by the Delegated Officer) Merit Selection Panel Report has been received by Human Resources together with the:

  • application of the successful applicant;
  • signed as sighted copies of qualifications, trade certificates, licences, Working with Children Cards, etc.;
  • two referee checks;
  • proof for the Right to Work; and
  • a Minority Report (if applicable)

This information must be received by Human Resources 5 working days prior to the commencement of the employee to allow a Letter of Offer to be processed and an acceptance returned.

Advising Unsuccessful Applicants

Formal written notification to the applicants not short-listed will be sent via email from Human Resources.  Interviewed unsuccessful applicants must be notified by the Chair following approval of the recommendation by the Delegated Officer and the verbal acceptance of the successful applicant.  Interviewed unsuccessful applicants will not receive any further formal notification of their unsuccessful application from the University.

Interview feedback is to be provided to all interviewed internal applicants if requested.  Feedback should focus on both the positive aspects of the application/interview and the areas where future improvements could be made.

When providing feedback, the Chair is to be mindful of the confidentiality of the selection process, the privacy of other applicants and avoid giving any assurances of future success.

The Right to Work and Employer Sponsorship Arrangements

There may be circumstances where the University of Ballarat may consider employing a person who is not an Australian citizen or permanent resident.  The University can provide employees without the Right to Work with employer sponsorship to assist them to gain the right to work.

An appointment can only be offered subject to the appointee obtaining the right to work through the Department of Immigration and Citizenship (DIAC).

Where the University assists an employee with sponsorship, the University will sponsor the employee for the period of the fixed-term contract, or the maximum length which the visa can be granted, whichever is the shortest period.

In the case of a continuing appointment, the University will provide employer sponsorship for a temporary visa and may, after the completion of the probation period, provide sponsorship for permanent residency by lodging an Employer Nomination for Permanent Residency. The nomination application must be lodged with, or before, the visa application.

If permanent residency is granted the University must sight the relevant documentation and place a copy on the personnel file.

Health Insurance

Where the University agrees to provide sponsorship for a Subclass 457 visa, employees without reciprocal health care arrangements must obtain adequate health insurance for themselves and accompanying family members per the requirements of the Department of Immigration and Citizenship.

Relocation Expenses for New Employees

If a successful applicant is required to re-locate, they may be eligible for reimbursement to an agreed value of expenses incurred.

Reimbursement of re-location costs is to be approved by the Vice-Chancellor, Pro Vice-Chancellor/Deputy Vice-Chancellor (as appropriate) or Vice-President responsible for the Portfolio.  The work area is responsible for organising any reimbursement of the re-location costs.

Any agreement related to re-location reimbursement will be included in the successful applicant’s employment contract.

All reimbursement will be subject to the successful applicant agreeing to repay such allowances, reduced on a pro-rata basis, should they not remain in the University’s employment for a period of three years, or for the period of the employment contract if it is less than three years.

Complaints Procedure

Applicants have the right to lodge a complaint if they believe a breach of the Recruitment and Merit Selection Procedure has occurred.

Applicants can lodge a complaint related only to the process and not the outcome.  A written explanation of the complaint together with evidence must be received by the Director, Human Resources no later than 2 working days following the last interview.

A verbal offer of employment must not be made to a successful applicant until 2 working days have elapsed after the last interview.

If a complaint is lodged, the recruitment and merit selection process will be placed on hold until investigations are completed.

6. Checklist Summary of Recruitment, Selection Tasks and Responsibilities

TASK Responsibility
Stage 1  

Identify the mode of recruitment required to meet work area business needs.

e.g. Continuing, fixed term, temporary, secondment or casual/sessional

School/Directorate

Analyse the job requirements.

Determine the knowledge, experience, qualifications, skills and abilities required for the position.

School/Directorate

Follow the appropriate type of recruitment procedures

Temporary appointment, secondment and casual/sessional processes are included in this Procedure.

School/Directorate

Develop/Revise the Position Description

including the key selection criteria.

(Use templates & information on the Human Resources (HR) website)

School/Directorate
Determine Composition of Merit Selection Panel School/Directorate

Complete required University documentation

e.g.  Recruitment Request, Advertisement, Position Description.

School/Directorate

Identify and attract a pool of suitable applicants.

Develop advertisement and identify appropriate advertising media.

(Ad templates are on the HR website)

School/Directorate

Advertisement/s Placed.

All advertisements must be received by Human Resources no later than 10:00 am Wednesdays and will be placed on ‘Careers@UB’ website on Fridays only.

Human Resources
 Stage 2  

Develop timelines for Merit Selection process and advise Interview Panel members.

Chair should also book interview venues in advance.

Chair of Merit Selection Panel

Receipt of applications electronically

Applications are received and then acknowledged by email.

Human Resources

Applications are bulk complied and sent to Chair of Merit Selection Panel

This is done after the closing date.

Human Resources

Convene Merit Selection Panel for Short-listing.

As a guide, use short-listing templates available on the HR website.

Chair of the Merit Selection Panel

Prepare Interview Questions.

These should be behavioural oriented and competency based as per the key selection criteria in the position description.

Chair of the Merit Selection Panel

If appropriate, determine & arrange for any other selection instrument.

e.g. PC tests, presentations or other work related exercises.

Chair of the Merit Selection Panel

Short-list Applicants

Forward to Human Resources.

Chair of the Merit Selection Panel

Arrange Interview(s)

Short-listed applicants should be given from three to five working days’ notice of:

  • the time, place, length and format of any interview;
  • any other work-related exercise that will form part of the selection process; and
  • the composition of the Merit Selection Panel.

Applicants are to be sent campus maps and any other information relevant to the position (e.g. School, Portfolio or Vice-Chancellor’s Office information relating to the University’s policy on inclusion of people with disabilities).

Human Resources

Conduct Interview(s)

Refer to the relevant clauses in this Procedure.

Merit Selection Panel
Stage 3  

Determine Recommendation/s using the Merit Selection Panel Report

Refer to the relevant clauses in this Procedure

The Merit Selection Panel Report allows for a summary of the recommendation/s.

Merit Selection Panel

Delegated Officer to Approve Recommendation/s.

They are to:

  • considers all the documentation and ensure that the recruitment and merit selection process has been carried out according to the University’s policy and procedure;
  • read any Minority Report/s;
  • check the application and ensure the preferred applicant meets the key selection criteria; and
  • approve or disapprove the appointment recommendation(s) made by the Merit Selection Panel.
Delegated Officer

Verbal Offer Made

Following the Delegated Officer’s approval and no earlier than 2 working days following the last interview (in case a complaint is lodged), a verbal offer — including terms and conditions as stated in the Merit Selection Panel Report — can be made to the preferred applicant.

When making the offer, the Chair must also have determined that the applicant has provided proof of the Right to Work. 

Where an offer is declined, the Chair may then make a verbal offer to the next ranked applicant.  The terms and conditions of any offer/s must be in strict accordance with the terms & conditions specified and approved on the Merit Selection Panel Report by the Delegated Officer.

Chair of Merit Selection Panel

Verbally Inform Unsuccessful Interviewees.

The Chair is to verbally inform unsuccessful interviewees and provide feedback as requested.  

Feedback given should only relate to the interviewees demonstrated capacities in relation to the selection criteria.

NOTE:

Informing unsuccessful interviewees is to occur after the preferred applicant has verbally acceptance the offer. 

If it is not possible to inform unsuccessful interviewees verbally, the Chair should contact these candidates in writing e.g. email would suffice.

Chair of Merit Selection Panel

Address any Right to Work or re-location issues

Advice can be sought from Human Resources

Chair of Merit Selection Panel

Forward Merit Selection Panel Report and relevant documentation to Human Resources

Forward in a confidential, secure manner.

Chair of Merit Selection Panel

Preparation of Employment Contract

The employment contract is completed and sent to the successful applicant.

An Acceptance must be completed and returned to Human Resources prior to the commencement of the successful applicant.

Human Resources

Responsibilities

Authorised Officers

Authorised officers responsible for staffing delegations are listed in the University of Ballarat Delegations - Contract, Finance, Staffing and Tender Policy - Staffing Delegations.

Authorised officers under these delegations have responsibility for creating positions, recruiting staff, making offers of employment and ensuring compliance with the Recruitment and Merit Selection Policy and Recruitment and Merit Selection Procedure.

Human Resources

Human Resources are responsible for:

  • classifying position descriptions;
  • recruitment advertising, receipt and acknowledgement of applications, administration of the recruitment and selection process in consultation with Delegated Officers and Chairs of Merit Selection Panels;
  • preparing contract of employment for continuing, fixed term, secondments and temporary appointments;
  • advising unsuccessful applicants that were not short-listed;
  • providing assistance in matters relating to a Right to Work Check and preparing and submitting sponsorship applications;
  • conducting training in the recruitment and merit selection policy, procedure and processes; and
  • maintaining and securely storing personnel records and files for fixed-term and continuing employees.

Schools and Directorates

Schools and Directorates are responsible for the employment of casual/sessional staff including the submitting of timesheets (where appropriate) and/or completed contract forms to the Payroll Office, Human Resources. They will also be responsible for keeping records related to the casual/sessional employees’ statement of duties, copies of resumes, qualifications, Working with Children Checks, Right to Work Checks and all other relevant forms containing personal details of the casual/sessional employee.

Human Resources will be responsible for the filing and storage of casual and sessional contracts and associated variation of contract documentation.

Chair of the Merit Selection Panel

The Chair is responsible for the co-ordination of the Merit Selection Panel including ensuring the principles of merit and equal employment opportunity are observed in all aspects of the selection process, sighting qualifications, visas, Right to Work Checks and Working with Children Checks, obtaining referee reports and the preparation of the Merit Selection Panel Report at the conclusion of the process.  The Chair is also required to have completed recruitment and merit selection training.  The role of the Chair is outlined further in Role of the Chair section of this Procedure.

Merit Selection Panel

The Merit Selection Panel is responsible for adhering to the process as per the Recruitment and Merit Selection Policy and Recruitment and Merit Selection Procedure and ensuring the principles of merit and equal employment opportunity are observed in all aspects of the recruitment and selection process.  Merit Selection Panel members are also strongly encouraged to have completed recruitment and merit selection training.

Panel members must maintain confidentiality of applicants at all times and disclosure of information must only be made to those directly involved in the recruitment and merit selection process in accordance with the University’s Information Privacy Policy.  This includes maintaining confidentiality about the outcomes of the selection process until the Merit Selection Panel’s recommendations have been approved by the Delegated Officer and an offer of employment has been accepted.  The role of the Merit Selection Panel is detailed further in Role and Responsibilities of the Merit Selection Panel section of this Procedure.

Forms/Record Keeping

Title Location Responsible Officer Minimum Retention Period
Recruitment Request Form and Approval Human Resources Director, Human Resources 7 years after contract has expired
Temporary Appointment or Secondment Request Form Human Resources Director, Human Resources 7 years after contract has expired
Additional Recruitment/Contract Renewal Information Human Resources Director, Human Resources 7 years after contract has expired
Confidential Memo: Shortlisted Applicants Summary Human Resources Director, Human Resources 1 year after employee commencement
Shortlisting Grid Human Resources Director, Human Resources 1 year after employee commencement
Merit Selection Panel Report Human Resources Director, Human Resources 7 years after contract has expired
Referee Check Human Resources Director, Human Resources 7 years after contract has expired
Recruitment & Merit Selection Minority Report Human Resources Director, Human Resources 7 years after contract has expired
Reimbursement of Re-location Expenses Human Resources Director, Human Resources 7 years after contract has expired

Implementation

The Recruitment and Merit Selection Procedure will be implemented throughout the University of Ballarat via:

  1. an Announcement Notice under ‘UB Communicate’ on the ‘myUB Gateway’ website and through the University of Ballarat Policy - ‘Recently Approved Documents’ webpage to alert the University-wide community of the approved Procedure;
  2. inclusion on the University of Ballarat Policy, Procedure and Forms website; and
  3. information sessions advertised via UB Communicate (dated 1/12/2009) and provided by Human Resources to Head of Schools, Head of Departments, Directors and Managers.